Managing Director - Head of Fixed Income, Equities and Compliance Technology

The Asset Management Application Development Leader manages a department or small unit that includes multiple teams led by Managers and/or Team Leaders that completes the analysis, programming and configuration of IT Systems Software. This job coaches team members on best methods of software development and operational goal setting. Working with the leadership team, this job provides team and project leadership for software development activities. Key Responsibilities and Duties Manages performance of team through regular, timely feedback as well as the formal performance review process to ensure delivery of exceptional products and engagement, motivation and development of team. Defines scope and objectives for software development team goals. Reviews the configuration, customization, diagnosis and enhancements of the operating systems software. Communicates and implements the strategic direction of the operation. Approves the development and implementation of new products, processes and operational plans. Provides the highest level of advice and recommendations to maximize the outcomes of development investments. Interviews candidates for open roles within the team and provides recommendations throughout hiring process. Collaborate with IT partners to devise capacity plan and ensure appropriate infrastructure for the end to end system delivery. Educational Requirements University (Degree) Preferred Work Experience 8+ Years Required; 10+ Years Preferred Physical Requirements Physical Requirements: Sedentary Work Career Level 10PL Managing Director – Head of Fixed Income, Equities and Compliance Technology Product Management THE COMPANY: Founded over 100 years ago by one of history’s great philanthropists, Andrew Carnegie, TIAA is a Fortune 100 financial services company and the market-leading retirement system for individuals who work in the academic, research, medical and cultural fields. The organization is the category leader with approximately five million active and retired employees of more than 15,000 institutions. The Company’s mission and unique position create a competitive advantage in the market. The organization is headquartered in New York City with major operations in Charlotte, North Carolina and Frisco, Texas, as well as some 141 local offices nationwide and 204 offices in 23 countries. The company has approximately $1.3 trillion in assets under management and over 15,000 employees. https://www.tiaa.org Nuveen Investments ("Nuveen"), a diversified investment management company, further strengthens TIAA as a leading provider of retirement and financial services and significantly expands the products and services available to help customers achieve financial well-being at all stages of their lives. https://www.nuveen.com POSITION SUMMARY: We are seeking an exceptional leader for our Fixed Income, Equities and Compliance Technology division, overseeing the strategic development and implementation of technology solutions that support front office research, portfolio management, and trading operations while ensuring comprehensive regulatory compliance.  Given the firm's stewardship of over $800 billion in fixed income, equity and derivative assets under management, this opportunity represents a mission-critical leadership role essential to preserving operational excellence while driving strategic business advancement. The successful candidate will be instrumental in ensuring robust technological infrastructure that supports continued growth and competitive positioning for Nuveen.  KEY RESPONSIBILITIES: Product Strategy & Roadmap Development Define and execute the product vision for our fixed income trading and portfolio management technology stack, working closely with Portfolio Managers, Traders, and Technology/Engineering teams.  Stakeholder Management & Requirements Gathering Primary liaison between Head of Portfolio Management, Head of Trading, Head of Compliance Front Office users and technology teams, translating complex fixed income investment workflows into clear product requirements and priorities. Bloomberg Platform Improvements Drive improvements and utilization of Bloomberg's fixed income suite, including Bloomberg Terminal (FXIP, SWPM, CDSW, etc.), AIM, PORT, TSOX, EMSX, and RMS. Workflow & Process Improvement Define and drive improvements to Portfolio Manager and Trader workflows like portfolio construction, pre-trade analytics, compliance, order generation, trade execution covering entire gamut of fixed income and equity instruments including derivatives. Vendor Management Manage relationships with Bloomberg and other technology vendors negotiating contracts and adherence to Nuveen’s Enterprise Vendor Management guidelines.  QUALIFICATIONS: Financial Markets Knowledge Comprehensive understanding of fixed income and equity market structures, derivatives, trading protocols, and settlement processes. Experience with multi-asset trading platforms and familiarity with regulatory frameworks including MiFID II, Reg NMS, and best execution requirements.  Technical Expertise Deep understanding of front office research platforms, portfolio management applications, and electronic trading systems. Proven experience with order management systems, execution algorithms, and real-time market data platforms. Strong background in system integration, API development, and cloud-based financial technology solutions.  REQUIRED EXPERIENCE: 8+ yrs of product management experience in financial services technology  Fixed income domain expertise - comprehensive knowledge of fixed income markets, instruments (including derivatives), and full trade lifecycle. Familiar with security & risk analytics and bond mathematics.  Bloomberg Platform Proficiency - prior hands-on experience with Bloomberg platforms including Bloomberg Terminal with deep knowledge of fixed income functions, ALLQ, AIM for portfolio construction and monitoring, compliance, PORT, OMS/EMSX. Understand Bloomberg's data models, APIs, and integration capabilities.  Portfolio Management & Trading Workflow Knowledge - extensive experience working directly with Fixed Income Portfolio Managers and Traders, understanding their daily workflows, decision-making processes, and technology needs. Articulating those requirements to technology teams.  PREFERRED EXPERIENCE: System administration in Charles River Investment Management System including implementation, configuration, and ongoing operational management. Experience with CRIMS core Modules, including Compliance Manager, Manager Workbench, Trade Order Management, Position Blotter functionality and comprehensive system admin capabilities. Equity Market proficiency. Prior experience in middle office operations.  Related Skills Agile Methodology, Continuous Integration and Deployment, Data Analysis, Debugging, DevOps, Enterprise Application Integration, Operating Systems Management, Problem Solving, Programming, Software Development, Software Development Life Cycle, Web Application Development Anticipated Posting End Date: 2026-03-20 Base Pay Range: $175,100/yr - $330,500/yr Actual base salary may vary based upon, but not limited to, relevant experience, time in role, base salary of internal peers, prior performance, business sector, and geographic location.  In addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans).  _____________________________________________________________________________________________________ Company Overview Nuveen is a global investment leader, managing public and private assets for clients around the world and on behalf of TIAA, our parent company and one of the world’s largest institutional investors. We invest in the growth of businesses, real estate, infrastructure and natural capital, providing clients with the reliability, access and foresight unique to our heritage. Our prevailing perspective on the future drives our ambition to innovate and adapt our business to the changing needs of investors - all to pursue lasting performance for our clients, our communities and our global economy. Visit www.nuveen.com to learn more about us. Our Culture of Impact At TIAA, we're on a mission to build on our 100+ year legacy of delivering for our clients while evolving to meet tomorrow's challenges. We equip our associates with future-focused skills and AI tools that enable us to advance our mission. Together, we are fighting to ensure a more secure financial future for all and for generations to come. We are guided by our values: Champion Our People, Be Client Obsessed, Lead with Integrity, Own It, and Win As One. They influence every decision we make and how we work together to serve our clients every day. We thrive in a collaborative in-office environment where teams work across organizational boundaries with shared purpose, accelerating innovation and delivering meaningful results. Our workplace brings together TIAA and Nuveen's entrepreneurial spirit, where we work hard and work together to create lasting impact. Here, every associate can grow through meaningful learning experiences and development pathways—because when our people succeed, our impact on clients' lives grows stronger. Benefits and Total Rewards The organization is committed to making financial well-being possible for its clients, and is equally committed to the well-being of our associates. That’s why we offer a comprehensive Total Rewards package designed to make a positive difference in the lives of our associates and their loved ones. Our benefits include a superior retirement program and highly competitive health, wellness and work life offerings that can help you achieve and maintain your best possible physical, emotional and financial well-being. To learn more about your benefits, please review our Benefits Summary. Equal Opportunity We are an Equal Opportunity Employer. TIAA does not discriminate against any candidate or employee on the basis of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other legally protected status. Our full EEO & Non-Discrimination statement is on our careers home page, and you can read more about your rights and view government notices here. Accessibility Support TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers, including individuals with disabilities.  If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:  Phone: (800) 842-2755 Email: accessibility.support@tiaa.org Drug and Smoking Policy TIAA maintains a drug-free and smoke/free workplace. Privacy Notices For Applicants of TIAA, Nuveen and Affiliates residing in US (other than California), click here. For Applicants of TIAA, Nuveen and Affiliates residing in California, please click here. For Applicants of TIAA Global Capabilities, click here. For Applicants of Nuveen residing in Europe and APAC, please click here.